Click on a label to read posts from that part of the world.
Cockpit Chronicles: Nearly a near midair collision
"Traffic, Traffic!" Announced the computer voice from the speaker on the ceiling just above me. This is something we hear frequently enough, perhaps once every three or four flights when an airplane in close proximity is climbing rapidly with a clearance to level off 1,000 feet below us. The TCAS (Traffic Collision and Avoidance System) is just giving us a warning that, should the airplane not level off, we may have to take action.
We were at FL390 (39,000 feet), an altitude where the traffic warning was far less likely. The captain and I looked down at the TCAS screen to get a quick idea where we should be looking for the other airplane. It was 800 feet lower than us and at our 2 o'clock position. It was easy to spot, with huge puffy contrails billowing out and slightly below it. A 737 for sure. We were both satisfied that it would pass behind us, since it was moving from left to right across the windscreen. A stationary position in the sky would mean it was coming right at us.
But before we could discuss this passing airplane, the computer voice came on once again.
"Climb, Climb now!"
Our procedures dictate that we should honor thy TCAS request, known as a Resolution Advisory or RA, by disconnecting the autopilot and following the rate of climb commands computed by the TCAS system.
Since it was my leg, I immediately disconnected the autopilot, while glancing down at the vertical speed indicator to find out just how many feet per minute of a climb would be needed. It wasn't much, in fact. Just 200 feet per minute, hardly even noticeable to the passengers. It commanded a level off when we were at 39,100 feet and shortly after allowed us to settle back down to our original altitude.
All this was done in a matter of seconds, with no input or guidance from Air Traffic Control. In fifteen years using TCAS, this was only my second resolution advisory-the other one having occurred while on approach just east of Port-Au-Prince Haiti years ago.
"Center, confirm we were cleared from 380 to 400?" The other aircraft asked.
The controller said yes, which made us think this could have been an error on the part of the controller.
"Can you explain then what just happened?" The 737 pilot queried.
There was no answer from the controller.

We let the controller know that we had also just responded to a resolution advisory. The other pilot asked for a phone number of the Air Traffic Control center that he could call. We copied this number down as well.
There was some discussion between the captain and I whether we needed to report this as a near midair collision (NMAC). I pulled my manuals out, now conveniently located on an EFB equipped iPad (Electronic Flight Bag) and searched for the NTSB criteria for a near midair collision. Nothing came up.
But I did find an interesting recent change to our procedures. The NTSB (National Transportation Safety Board) requires that any flight responding to a TCAS resolution advisory above 18,000 feet must pull the voice recorder circuit breaker after completing the parking checklist. This would allow the NTSB to analyze the tapes from ATC and the aircraft involved in the loss of separation incident.
Just knowing that the NTSB would be listening to our conversation for the next two hours tends to make you aware of every word you're saying. In fact, I debated with myself about getting into a discussion during our approach briefing about wind and gust additives that we would be applying for the approach.
I recognize that there's value in allowing the NTSB access to the conversations that led up to an incident. They'll hopefully study the procedures and policies that could prevent this kind of situation. There's still a big brother feel to it.
I couldn't help but feel bad for the controller on duty. While the captain and I were waiting for the employee bus, he phoned the air traffic control center. The controller explained that a clearance was given to the Trans-Siberiana 1701, but that Trans-Siberiana 1790, who had also asked for a climb, had accepted the clearance instead. All airline names have been changed to protect the innocent.
I looked up the FAA definition of a Near Midair Collision:
A near midair collision is defined as an incident associated with the operation of an aircraft in which a possibility of collision occurs as a result of proximity of less than 500 feet to another aircraft, or a report is received from a pilot or a flight crew member stating that a collision hazard existed between two or more aircraft.
It turned out we were just a 100 to 200 feet away from the NMAC definition. So I guess it was "nearly a near midair collision."
We both filed a report detailing the events. I recently received the response. We did everything by the book and it obviously wasn't our fault, which meant that the case was closed as far as our involvement.
Someday I hope we'll have a third layer of safety in addition to the protection offered by ATC and TCAS in the form of a two-lane airway using a half mile offset to the right. Ever since GPS was invented, we have reduced the normally 8-mile wide airways down to just a few feet thanks to the precise nature of the technology. But with that came greater reliance on TCAS to keep us out of trouble. I wrote about an inexpensive offset airway proposal previously and I'd love for the FAA to take another look at it. Adding layers to our safety net is what has made air travel so much more safe than in the early years of flying.
Cockpit Chronicles takes you along on some of Kent's trips as an international co-pilot on the Boeing 757 and 767 based in Boston. Have any questions for Kent? Check out Plane Answers or follow him on Twitter @veryjr.
Filed under: The Cockpit Chronicles














Reader Comments (Page 1 of 2)
Dan Nov 12th 2010 5:21PM
Nice Report Kent! Were you flying over the continental US when this happened, or were over the North Atlantic? Also. how do you like the new EFB? How much lighter is your flight bag now?
- Dan
Kent Wien Nov 12th 2010 6:36PM
Thanks Dan,
We were right over Wilmington, North Carolina at the time. The new EFB probably saves about 5 pounds. We hope to get it approved for Jepps as well (as a Class II EFB) which will save about ten pounds, I would guess. Can't wait.
Julia Nov 12th 2010 5:55PM
WOW, what an article! And what a story! Very interesting details and keep me reading right to the end.
Nick Nov 12th 2010 8:50PM
Kent,
It is always good to read your posts. Great pictures by the way! Speaking of contrails, I wonder if you've been following the recent story of a "non-missile" off the Southern California coast? Any thoughts? Do you agree with the official report that says it was simply a case of a jet contrail plus a bit of optical illusion? Thanks.
Nick
Kent Wien Nov 12th 2010 11:58PM
Thanks Nick.
I thought the missile conspiracy looked an awful lot like a jet contrail. Seems to be the best explanation anyway.
Matt Nov 13th 2010 10:09AM
Great cockpit chronicle. Sounds intense!
Matt
James Nov 13th 2010 10:17PM
I live very close to Vandenberg and I see them firing off missles often enough. They typically head towards Hawaii versus more north....San Fran area. When these things are out of visible range they look very much like contrails, however the altitude adjustments during the first 20 seconds of flight can play tricks on the eyes. Having done my primary flight training around here this was topic for discussion with my former CFI.
As for Kent's story......That's aweful. A few more seconds and it's all over. That is totally unacceptable. I have never had much faith in the fish finders but it obviously saved some lives. How an aircraft being flown by top tier professionals can make a mistake like this is unreal. My money is on Cactus or Sowest. Glad you executed Kent....blue skies
Ramin Nov 15th 2010 8:03AM
Kent,
As a former airport manager with SABENA ( do you remember it) I used to hear a lot of stories from our pilots about near misses and midair collisions, specailly from pilots who had flown over Africa.Why flying over Africa is (was) always a concern to some pilots? Have you ever experienced any problems flying over Africa?
Ramin
Kent Wien Nov 15th 2010 8:04AM
I haven't flown over Africa at all, but I remember hearing stories as well. Viva la TCAS!
Mark Nov 15th 2010 7:57AM
Great post again, but I've got a query about this bit:
"The NTSB requires that any flight responding to a TCAS resolution advisory above 18,000 feet must pull the voice recorder circuit breaker after completing the parking checklist. This would allow the NTSB to analyze the tapes from ATC and the aircraft involved in the loss of separation incident."
I find this mildly concerning, but for different reasons to the one you stated in the post. Is there anything which says the recording must be copied and the breaker replaced (and hence CVR) reactivated before the next flight? If not, does the aircraft fly without a CVR (somewhat defeating its purpose) or is the aircraft grounded until the tapes get copied?
Kent Wien Nov 15th 2010 8:02AM
Hi Mark,
There was a bit more to it than just pulling the circuit breaker. I didn't go into all of the detail, but since you're curious...
After the incident, we notified our dispatch and maintenance. And then after landing we wrote it up in the logbook, which effectively grounds the airplane until it's dealt with. We then called maintenance again.
We also talked with the pilots who would be taking the airplane on its next flight and explained what happened.
Talking with the chief pilot afterward, he explained that not only would maintenance download the audio, but they would also be collecting the flight data as well.
Geobunny Nov 15th 2010 8:11AM
Thanks, Kent. I knew there had to be a sensible answer to this!
Nick Gillin Nov 16th 2010 12:09AM
Kent, you gave great stories! You could submit that to Air & Space, it's great. Good luck in the future, glad to hear it was avoided.
Juan I Nov 17th 2010 10:08PM
Hi kent, nice blog! I live in Neuquén, a patagonian city in Argentina and I hope to learn to fly in the first months of 2011. Have you ever had to fly to Buenos Aires?
I read in yours articles about the bad level of english that have some south american traffic controllers and i think that the reason is that here is more popular and easy to study british english than north american. The british speaks and pronounce slowly than US people.
I went to USA in July and was shocked on how you fly there, everywhere you look there are airplanes! is very quiet here compared to United States! Is it difficult and requires a lot of concentration fly in a so busy airspace?
Blue Skies,
Juan I
Kent Wien Nov 17th 2010 10:13PM
Hi Juan,
Most of the Central and South American cities we fly to have excellent controllers. We just had a new guy probably in that Panama City post I did. Their English is certainly much better than my Spanish.
I haven't been down to BA. I would LOVE to fly there though.
It doesn't take long to get used to the busy traffic. Something you get used to, really.
fred marks Nov 16th 2010 6:23PM
Kent,
Great article,
You were above the aircraft coming up at you. Why wouldn't the pilots of the other aircraft been able to see you since you would of had contrails also.
Also is this something you would of let your passengers know about.
Kent Wien Nov 17th 2010 10:18PM
We've always been encouraged to tell the passengers the truth about delays and emergencies, but letting them know about an airplane that passed safely by and didn't result in any jarring maneuvers to avoid probably would have been unnecessary.
I did have a much closer call years ago (before TCAS) in a commuter in Alaska. I had to explain what happened to a shocked Eskimo passenger who opened the cockpit door (just a sliding closet like panel that easily opened in this 19 seat Twin Otter). But I'll save that one for a future post...
Kent
Marc Nov 21st 2010 7:59PM
Glad to see you use the term "near collision" instead of "near miss". Oh a field day I have with people when they use that oft-applied error of English.
Richard Gibson Dec 6th 2010 4:08PM
Great report Kent
I have read your reports religiously for quite some time now but this is the first time I have felt the need to ask a relevant question.
You mentioned the new EFB, is this literally an iPad with specialized apps loaded into it?
Alex Dec 30th 2010 1:03PM
I'm dieing to read a new post Kent! Every single day I check Cockpit Chronicles for something new. You really make the social side of the job look great, and of course the flying and travelling too. Thank you very much, and please, I'm waiting so bad for a new story. I do as much as possible to keep my aviation passion calm, up until the day I'll fly commercially: VHF radio, liveATC, airliners.net, flying at the local aeroclub Le Versoud, in Grenoble.... and your blog is really a huge inspiration and passion.
P.S you may enjoy reading this blog http://golfcharlie232.blogspot.com/ , which is great too!